证券操作从业资格认证（ISOQ）

The course syllabus is divided into the following key topic areas:

An Introduction to International Securities
•    Key players
•    Debt and Equities
•    The Primary Market: How Deals are Brought to the Market
•    The Secondary Markets

The Pre-trade environment
•    Pre-Trade Function
•    Role of Client Onboarding
•    Understanding KYC
•    Master Agreements
•    Static Data Collection

Trade Execution and Immediate Post-trade
•    Trading Paradigms: Flow and Proprietary Trading
•    Trade Execution Systems
•    Trade Capture and Confirmation
•    Role of Middle Office

Trade Clearing and Settlement
•    Role of Custodians
•    Central Securities Depositories
•    Payment Systems
•    Trade Cash Values
•    Central and Bilateral Clearing Systems
•    Updating Books & Position Reconciliation
•    STP

Position Management
•    Trading & Settled Positions
•    Funding Positions
•    Covering Shorts
•    Basics of Repo and Securities Lending & Borrowing
•    P/L calculation

Regulatory reporting
•    Regulatory Reporting Requirements
•    Role of Operations

Asset Servicing
•    Managing Securities
•    Corporate Actions